![中国财政分权的成就与代价:地方政府激励的视角](https://wfqqreader-1252317822.image.myqcloud.com/cover/897/26397897/b_26397897.jpg)
附录
A.帕累托最优配置解的求解过程(单一公共品)
此时拉格朗日函数可写为
求一阶条件如下:
其中λ1= 1,上述一阶条件可简化为
B.政府目标偏向GDP增长时的均衡(单一公共品)
此时拉格朗日函数可以写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P45_21061.jpg?sign=1739282116-1vb1HBYRc720TqORfsqjLwrcqhH0dqjZ-0-a680ccd6b6e0170fc7bdd9e20cb94cc5)
分别对x i,g i,k i和t i求偏导,可以得到:
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P45_1612.jpg?sign=1739282116-gV78RNqYBHg7jdE7Ap7N0TV7H1GS2icz-0-920f038dca09ac833b3c5e58d7cf38c8)
(A1)式可以写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_1619.jpg?sign=1739282116-xsaL7llll3aQqFMUBt16rb52FkXAtDEm-0-f2771255efe68a3c588368af5e19d2a6)
从而得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21062.jpg?sign=1739282116-XqWGtGHUq1vqayK6Ghm23rUBuWTG1vVZ-0-7df2bd080a132365132d3b27799c8eba)
C.帕累托最优配置解的求解过程(两种公共品)
拉格朗日函数可写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21063.jpg?sign=1739282116-PyzXuaK6QIi7YzKzBWL4VkNkChWScYEO-0-6dad5ecf506c728b21e6cf0dde0aa7cd)
求一阶条件如下:
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21064.jpg?sign=1739282116-oobyJmNonwsLSx391Jubl9L6lLL9HFit-0-7d4ef7321f3c021a70c99b8eaaa46fa6)
其中λ1= 1,从而上述一阶条件可写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21065.jpg?sign=1739282116-Ya1CaEVU14wYzhZOToBP154WZzzpORqR-0-034a8ad53db10b1b2104a1a22e1a857d)
D.政府目标是最大化居民效用时的均衡配置(两种公共品)
此时拉格朗日函数可以写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21066.jpg?sign=1739282116-Fi8ZA149TuOXte0P9uIJSMoaXZmMEDKN-0-fa974b35d627feb84bf7f2afe1cc00c5)
分别对x i,g i,k i,t i和b i求偏导,可以得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P46_21067.jpg?sign=1739282116-F4n7yFtLUwFK2EJmo7YJBJzSYJDa8uz8-0-abf6c08bd6163fa1f55c0168405d60ad)
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_21068.jpg?sign=1739282116-M2XpkXXyT5DDiDWPYlW9HnXgQWdQZZVf-0-3b59039e552992979ad2a638635c4adb)
此时,(A2)式可以写为- u ix f ikk k i+ u ig f ikk k i(1- t i)+ u ig t i f ikk k i+ u ig t i f ik=
0,即
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_21069.jpg?sign=1739282116-Cnl7SzqZyus13xHkAWwhpDHEltBFjXsg-0-bb46bc8ce90e11cf01f679efbfb415a9)
(A3)式可以进一步写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_1690.jpg?sign=1739282116-Wq9KYcCHFikn9ywqOhJbVzr9tEldsEWH-0-09ca2201812fcd666356dcb193bc2879)
进一步化简得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_1692.jpg?sign=1739282116-eSaQLDDE6uwffVsd1WSJ01YmPUTnttba-0-ba2387ffc91b3f754cc2767434c9be70)
即
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_21070.jpg?sign=1739282116-x2z99ZaaJjpvMbgVoHg6Mt9Xcgc25s2q-0-02a5bfa6344cea1878ab56588b6593e1)
E.政府目标偏向GDP的增长(两种公共品)
则拉格朗日函数是
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_21071.jpg?sign=1739282116-yl14Zz4405lMYMbg8kvQ7JQo3OiTAMRl-0-ee895dbfe74f9930fc783abb81919403)
分别对x i,g i,k i,t i和b i求偏导,可以得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_21072.jpg?sign=1739282116-m49R8puVPMw7LFw017XxOP6EvI19dIZ2-0-0c3257e5b5e0122f9d3398bba92e34ab)
(A4)式可以写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P47_1719.jpg?sign=1739282116-Okp7DTH8VpDyZVWZpAF8GUJv8ue1Hdbm-0-f0e5dc83328420a2bce168715f57c5bf)
稍加变换即可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21073.jpg?sign=1739282116-3cNVaN8VloEQhEiOSyaelmOluQkharMg-0-c63f9fd5168ed1116544674d8557ed5c)
(A5)式可以写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_1741.jpg?sign=1739282116-CTUqJ5y8UGqMpruApLcxFBoKgpGSYKNO-0-81beff8a4a9b5c03d6d5545a82b68c6b)
稍加变换即可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21075.jpg?sign=1739282116-tW2SIcvl0P8z8gEVFMvr3644uDircQM1-0-ca6b5dd03dee067efe8ffe5a084560ed)
F.两个地方政府策略互动的非对称均衡解
假定两个地方是异质的,第一个地方的生产函数仍然是f(k 1),第二个地方的生产率是第一个地方的A倍,即生产函数是Af(k 2)。这时第一个地方政府的目标是
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21079.jpg?sign=1739282116-uZ4qA2zXpdLELBlfoYvGSXBqV8Koy8Tr-0-617aa2068e02ea75c35e2d1761e3081d)
可以求得一阶条件是
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21080.jpg?sign=1739282116-Mc8hTl3WwXQz2vhXiFzqVopfL11olB8s-0-77feb3dfaffe592eed14d87bfd81145b)
稍加变换即可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21082.jpg?sign=1739282116-eVOqzzwoPW86H7WSWz23utn0hXGIBemY-0-db2fbcaad2f84b0c1c0ab0fb2022749a)
由均衡时资本的回报率在两个地区相等,可以得到f 1k(1- t 1)= A f 2k(1-t 2),又由
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_1802.jpg?sign=1739282116-sVWmpjURFekYjqiU4QdeRBJWAHt2c2ap-0-2b5bdba98fbc8b92acca76d777c6f36c)
可以得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21083.jpg?sign=1739282116-qIVSVp1nwdYnxykLfnjJRSnFZuPwRlEu-0-3d11f218f509cd9ad2fcf7368a45334d)
(A7)式两边同时对t 1求导数,得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P48_21084.jpg?sign=1739282116-yf9YpKM25H3nCJ2LL8M2gcnBAfJDZpWl-0-cb099713ac7f8d3584acea083d8fd23b)
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_21085.jpg?sign=1739282116-EfJhwg7V8KQ9tsoMGMjPMiuomyRSMbj8-0-17aeccfad2daaf5bb5c097fc869af610)
因此当满足此时地方政府的公共品提供会不足。当A= 1时,就退化成对称均衡。
G.引入政府消费支出(两种公共品)
此时拉格朗日函数可写为
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_21091.jpg?sign=1739282116-ZW0LXiOn1woBHyGNd8ELGJqjGkmo7yKA-0-f0ee01a373dd6e6964a666be6f82162b)
分别对x i,g i,k i,t i,b i和c i求偏导,可以得到:
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_21092.jpg?sign=1739282116-qt95LI3iDCA0S8i1tl1FEZOaduZAgY8H-0-d691be76078e931fefe58c68c5a0e741)
由(A9)式、(A10)式和(A12)式可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_1885.jpg?sign=1739282116-DRE9nzU9CR3UmIuNdXV0xTD9GeVYQb8i-0-c389fdad3d353a145d19709bedd150f8)
稍加变换即可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_21093.jpg?sign=1739282116-cvDTfj0JtmR5sqTMkWhVfxYlNNNu1K5P-0-e845e340052ab3abd33b75af42119d95)
由(A11)式和(A12)式可得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_1902.jpg?sign=1739282116-q3n82noq3NUt8d9QSL4lnxLtjpzzjqLQ-0-dadd9b07810e6936cf8133a7886cda8a)
将(A13)式代入(A14)式得到
![formula](https://epubservercos.yuewen.com/4BC842/14872990405372606/epubprivate/OEBPS/Images/P49_21095.jpg?sign=1739282116-7BL94RUcbbTMVyHkRvapAUb0kBOtlfuF-0-71a5ddde09d375927963f7afd52c7a83)